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Paul  Richter, Esq.

Paul Richter, Esq. practices Securities, Corporate, Business, M&A, Business Immigration and Commercial Law since 1985.  Former General Counsel/Director/VP of NASDAQ quoted public co.  Serve as outside legal counsel and a director to public and private cos. Update 4 nationally published law books covering M&A, securities offerings and corporate compliance programs.  Licensed Virginia.  L.LM. in Securities Regulation from Georgetown U. Law and J.D. from George Mason U. Law.

Programs by Paul  Richter, Esq..

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Basics of Private Offering of Securities

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This CLE covers the basic legal requirements for conducting a private offering of securities under Regulation D (Rules 504 and 506) and Section 4(a)(2) of Securities Act of 1933: determination that offering is a regulated security, selection of safe ...

Program Number
3330
Program Date
2023-03-01
Category
Banking & Finance LawCorporate and Securities LawFederal CourtsFinancial Regulatory
State
CaliforniaColoradoGeorgiaNew JerseyNew YorkTexas Self Study
Program Credits
Areas of Professional Practice:1 Credit
Total Credits
CLE Credit: 1
Presenters
Paul  Richter, Esq.

$95

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