Paul Richter, Esq. practices Securities, Corporate, Business, M&A, Business Immigration and Commercial Law since 1985. Former General Counsel/Director/VP of NASDAQ quoted public co. Serve as outside legal counsel and a director to public and private cos. Update 4 nationally published law books covering M&A, securities offerings and corporate compliance programs. Licensed Virginia. L.LM. in Securities Regulation from Georgetown U. Law and J.D. from George Mason U. Law.
This CLE covers the basic legal requirements for conducting a private offering of securities under Regulation D (Rules 504 and 506) and Section 4(a)(2) of Securities Act of 1933: determination that offering is a regulated security, selection of safe ...
A basic overview of evolving federal securities regulation of cryptocurrencies as "securities" that is designed: provide a basic understanding of what features of Coins, Tokens, Stable Coins and NFTs are deemed by the SEC to subject those in...