Celesq® Programs

Part 3 of 4 - A CLE for Legal Professionals: How to Optimize Your 401(k) Investment Strategy

Program Number
Program Date
CLE Credits

Diversification asset allocation, and rebalancing has not helped your recent 401(k) investment returns. You continue to struggle with “What do I buy?” on your firm’s 401(k) menu. 

Your training is in law. Solving problems for your clients. Meeting challenges and finding creative solutions for our clients daily. You are not a trained money manager. 

A Registered Investment Adviser, Ric Lager works with attorneys and law firms to help improve their 401(k) investment management decisions. 

In this CLE he will primarily address: 

  • The greatest current challenges legal professionals face with 401(k) investment management.
  • The real costs for legal professionals to own the wrong 401(k) mutual funds.
  • Important changes to consider in your firm’s 401(k) mutual funds now.
  • How the myths of diversification, asset allocation, and rebalancing continue to plague your 401(k).
  • How to use the self-directed 401(k) brokerage account to your advantage.
  • How to limit losses in your 401(k) limiting losses.

Available in States

  • California
  • Colorado
  • Florida
  • Georgia
  • New Jersey
  • New York
  • Texas Self Study

Program Categories

  • Banking & Finance Law
  • Federal Courts
  • Financial Regulatory
  • Financial Services
  • Florida Eligible
  • Securities & Investing


  • Areas of Professional Practice : 1 Credit