Jonathan Forman, Esq.
Jonno Forman works with hedge fund and private equity fund managers, investment advisers, broker-dealers, insurance companies, and other financial services companies and their management to respond to regulatory examinations and government investigations as well as to resolve complex disputes. Jonno has successfully guided companies and individuals through investigations by the Securities and Exchange Commission (SEC), the Department of Justice (DOJ) and the Financial Industry Regulatory Authority (FINRA), resolving many without charges ever being brought against them. Jonno also advises clients with respect to their compliance programs and transactional due diligence relating to litigation, bribery, money laundering, data privacy, and other legal and reputational risks, including compliance with the Cybersecurity Regulation of the New York Department of Financial Services (NYDFS).
Jonno writes and speaks on the topic of securities and financial regulation and enforcement, highlighting significant developments for legal and compliance personnel, including data privacy and cybersecurity and other regulatory priorities and trends.