Celesq® Attorneys Ed Center
Print Catalog:

Programs in Financial Services

Programs are available online to all firms wishing to assist their attorneys in obtaining their CLE credits. Please email customer.care@celesq.com to obtain a coupon code for your firm. Once an attorney has completed a program, your firm will be billed $30 each for the cost of each certificate which will be issued as a download once the attorney has completed the affirmation for the particular program. CDs will be available for all programs upon request. Please email customer.care@celesq.com to purchase CDs for any course. Cost will be $95.00 per CD, plus shipping and handling.

PROGRAMS ARE NOT AVAILABLE UNTIL AFTER THE PROGRAM DATE – IF THE ONLINE PURCHASE BUTTON IS NOT SHOWING – THE PROGRAM IS NOT YET AVAILABLE FOR LISTENING. PLEASE DO NOT ADD AUDIO TAPE TO YOUR CART AS THE PROGRAM IS NOT YET AVAILABLE. ONLY ADD TO YOUR CART IF YOU SEE ‘ONLINE AUDIO’ - THANK YOU SO MUCH!

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CFIUS and Foreign Investment in the United States: Navigating a New Regulatory Regime (05/06/2020)

Program Number: 3089 Presenter: Tyler Grove, Esq., Sydney Stringer, Esq.

Since the 1980s, the Committee on Foreign Investment in the United States (CFIUS) has had the power to review and block certain transactions by foreign parties in the United States that have raised “national security” concerns. Since the Foreign Investment Risk Review Modernization Act (FIRRMA) became law in August 2018, and new regulations implementing FIRRMA became effective in February 2020, the scope CFIUS’s jurisdiction has broadened dramatically, and CFIUS has increasingly used this jurisdiction to block proposed investments and even require divestment of consummated transactions. This presentation will provide an overview of the new regulations applicable to foreign investment review; summarize recent enforcement actions and trends; and provide practical guidance for navigating this complex regulatory environment.

$95.00Audio Tape Add to Cart $95.00Online Audio Add to Cart

Discerning Derivative Claims – From Madoff to TelexFree (11/18/2020)

Program Number: 3086 Presenter: Evan T. Miller, Esq., Shane G. Ramsey, Esq.

This program will address the common problem of competing claims of creditors and bankruptcy trustees in ponzi scheme litigation. The program will give provide practice pointers and guidance to attorneys representing individual creditors and bankruptcy trustees and will offer best practices on how to navigate the issues presented in such ligation.

$95.00Audio Tape Add to Cart

The Law of Insider Trading: Why It Is Such a Mess (05/05/2020)

Program Number: 3085 Presenter: Tai H. Park, Esq.

This program will explain the principles of the insider trading law under Section 10(b) of the Securities Exchange Act and describe why it has proven to be so difficult to apply consistently. In recent years, the underlying, conceptual problem in the law was highlighted when judges of the Second Circuit sharply disagreed with each other in two high profile cases. In U.S. v. Newman, a unanimous panel reversed the conviction after trial of two hedge fund portfolio managers, declaring that their alleged insider trading conduct was in fact not illegal. Just a few years later, in U.S. v. Martoma, a different panel of Second Circuit judges affirmed the conviction of another portfolio manager as it disagreed with the thrust of the Newman opinion. A dissenting judge in Martoma wrote a vigorous dissent accusing the majority of flatly contradicting Newman. This split remains unresolved. In a new Second Circuit

$95.00Online Audio Add to Cart

Filters, Curse Words, and “Lessons Learned”: Best Practices and Tips for Effective Discovery Searches (04/23/2020)

Program Number: 3081 Presenter: Todd Heffner, Esq.

In this one-hour CLE learn some of the most cost-effective processes, filters, searches, and technologies to aid in document review. While it may seem counter-intuitive, the point of document review is not to review documents. Instead, the point of document review is to identify relevant documents that will be used moving forward. To achieve that goal, this CLE will give you ideas and strategies to implement for when reviewing every single document is not an option.

$95.00Audio Tape Add to Cart $95.00Online Audio Add to Cart

Fintech 2020 and Beyond: The Decade of Regulatory Collaboration (03/17/2020)

Program Number: 3073 Presenter: Joann Needleman, Esq.

The past two decades have seen rapid expansion and exponential growth of financial services technology (“fin-tech”) and financial services innovation. After a decade of intense regulation of the financial services industry, regulators are now looking to promote financial innovation through regulatory engagement. This webinar will explore the opportunities financial services entities have both at the state and federal level to engage regulators with new ideas that can promote new ways to deliver financial services product and services.

$95.00Online Audio Add to Cart

Blockchain and Digital Assets: A Review of 2019 Legislative, Regulatory and Legal Developments and What to Expect in 2020 (03/02/2020)

Program Number: 3072 Presenter: Caroline A. Morgan, Esq. , Antonia Savaria, Esq.

In this CLE you will learn about the regulatory and legislative changes in 2019 that impacted the blockchain and digital assets space on the federal level and highlights of New York developments. We demystify the rules, regulations and the law and explain the complex interplay businesses face between innovation and regulatory/legal compliance. Join us as we discuss these key developments and what is to come in 2020. In addition to lawyers, this seminar is relevant for both FinTech startups and more mature firms.

$95.00Online Audio Add to Cart

Business Succession Planning with a Focus on Employee Stock Ownership Plans (ESOPs) and Related Transactions (05/26/2020)

Program Number: 3052 Presenter: David R. Johanson, Esq., Stefan Whitwell, CFA, Stephen P. Wilkes, Esq.

Hawkins Parnell & Young, National Wealth Partners and Wagner Law Group will host a discussion regarding business succession planning with a focus on ESOPs. Our panel of experts will provide an overview of benefits and considerations to evaluate if an ESOP is a good fit for your company. Key topics include: • Tax incentives for the company and the seller(s) • How a typical ESOP transaction is structured • Profile of an Ideal ESOP Candidate • How Does an ESOP Work? • How to evaluate whether an ESOP is the correct structure for your company’s succession plan, including valuation, financing, and day-to-day management considerations

$95.00Online Audio Add to Cart

How Trade Finance is Using Blockchain and Distributed Ledger Technology (02/06/2020)

Program Number: 3041 Presenter: Lourdes C. Miranda

This program includes understanding how the financial world can benefit from using blockchain and distributed ledger technology to facilitate the trade finance process. Trade finance signifies financing for both domestic and international trade transactions that requires a seller of goods and services as well as a buyer. Financial institutions, cryptocurrency exchanges, clearing houses, merchants, vendors, and consumers are seeking efficient methods to mitigating risks, reducing costs, and minimizing verification and networking costs to sending and receiving cross-border payments.

$95.00Online Audio Add to Cart

How Technology Impacts the Role of Lawyers: A FinTech GC’s Perspective (04/29/2020)

Program Number: 3029 Presenter: Ksenia Sussman, Esq.

Ksenia Sussman, a General Counsel of a digital assets broker, will provide a practical overview of the challenges and issues that attorneys face in the era of technological revolution and digitization. The overview will address major considerations in the areas of blockchain technology, digital assets, smart contracts, and artificial intelligence and big data. While it would be impossible to address all issues, the audience should expect to walk away with a practical understanding and a new perspective on the ways to spot and the tools needed to resolve issues in their own coverage areas.

$95.00Online Audio Add to Cart

Cybersecurity as Business Risk: Evaluating Cyber Risk in M&A (12/14/2020)

Program Number: 30289 Presenter: Mark Sangster

Due Diligence is critical to determining the value of business and preserving the acquirer’s investment. But often, cybersecurity and cyber risk are overlooked or underfunded when it comes to accessing value and identifying risk. Join cybersecurity expert, Mark Sangster, as he explores new trends in cyber threats, consider cybersecurity in terms of dollars and cents and not ones and zeros, and practical guidelines to accessing cybersecurity posture and quantifying cyber risk. Book Link: https://www.amazon.com/No-Safe-Harbor-Cybercrime_and-Business/dp/1989603424/ref=sr_1_1?dchild=1&keywords=mark+sangster&qid=1605190243&s=books&sr=1-1

$95.00Audio Tape Add to Cart

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