Highlights of SEC Updates for Upcoming Form 10-K and Proxy Season

Program Date: 11/20/2019
Description
Discussion of the SEC’s updates affecting the upcoming Form 10-K and proxy season. This presentation will focus on the following: (i) the additions, modifications, and eliminations of specific SEC required disclosures; (ii) the required hedging disclosure in upcoming proxy statements; (iii) recent SEC enforcement actions regarding misleading risk factor disclosure; and (iv) the recent SEC proposed additional disclosure modifications.
Available in states
California, Colorado Eligible, Florida, Georgia, New Jersey Eligible, New York, New York - BOTH New and Experienced Attorneys, Texas Self Study
Credit Information
50 minute credit hour - 1.0 General CLE credit, based on a 50 minute credit hour
60 minute credit hour - 1.0 General CLE credit, based on a 60 minute credit hour
State Program Numbers
Credit Eligible for Both New and Experienced Attorneys in NY
Program Categories
Administrative Law & Regulations
Banking & Finance Law
Business Law
Corporate and Commercial Law
Corporate and Securities Law
Federal Courts
Florida Eligible
In-House Counsel
Insider Trading
Intellectual Property Law
Privacy and Data Security
Securities & Investing
Presenters
![]() Chelsea Belote, Esq. Haynes and Boone LLP |
Chelsea Belote serves as a vital member of Haynes and Boone’s Corporate Practice Group. Her practice focuses on a variety of corporate law matters, including reporting obligations under the Securities Exchange Act of 1934, public and private offerings of debt and equity securities, preparation of registration statements and other securities filings, and corporate governance best practices and regulations. In addition, Chelsea regularly assists clients in drafting, reviewing, and negotiating complex commercial agreements, bringing valuable legal insight into their procurement and supply chain relationships. She has quickly gained experience in a variety of industries, including aviation, automotive, software, and banking. Chelsea is a graduate of the University of Texas at Austin and the University of Virginia School of Law. While at Virginia, she received the Rosenbloom Award, which recognizes an academically strong student who significantly enhanced the academic experience of others by volunteering support and assistance to them. She is an active member of her local church and enjoys serving her community as a member of the Junior League of Dallas. |
![]() Matthew Fry, Esq. Haynes and Boone LLP |
Matt Fry is a partner in the Capital Markets and Securities Practice Group in the Dallas office of Haynes and Boone. His practice focuses primarily on corporate and securities matters, with a concentration on public and private securities offerings. His other areas of practice include periodic reporting compliance with the SEC, corporate governance, public and private mergers and acquisitions, and general corporate planning and representation. Matt was selected for inclusion in Texas Super Lawyers Rising Stars, Thomson Reuters, for Securities and Corporate Finance, 2014-2019. Matt earned his J.D. from Southern Methodist University Dedman School of Law in 2007 and his B.B.A. from Baylor University in 2004. |
![]() Bruce Newsome, Esq. Haynes and Boone LLP |
Bruce Newsome has broad experience in representing all types of companies, including those that are going public, are already public, or want to raise capital without using the public markets.
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Categories
- (ADR) Alternative Dispute Resolution
- Administrative Law & Regulations
- Advertising
- Aircraft Law
- Alcohol and Beverage Laws
- Antitrust Law
- Arbitration & Alternative Dispute Resolution
- Art Law
- Artificial Intelligence
- Asset Protection
- Aviation Law
- Banking & Finance Law
- Bankruptcy Law & Creditor Rights
- Biotechnology & Life Sciences
- Business Law
- Business Organizations & Contracts
- California Consumer Privacy Act (CCPA)
- California Participatory MCLE Programs
- Cannabis Law
- Colorado Homestudy
- Communication Skills
- Communications and Media Law
- Complex Litigation
- Complex Resolution Strategy
- Computer, Internet & E-Commerce Law
- Constitutional Law
- Construction Law Series
- Consumer Protection Laws
- Contracts
- Copyright Law
- Corporate and Commercial Law
- Corporate and Securities Law
- Counterfeiting
- Covid-19
- Criminal Law & Procedure
- Criminal Law & White Collar
- Criminal Practice & Procedure
- Cryptocurrency
- Cybersecurity
- Data Security and Outsourcing
- Discrimination Law
- Dispute Resolution
- Diversity, Inclusion and Elimination of Bias
- Document Review
- Domestic Relations
- Drone Law
- E-Discovery
- Education Law
- Elder Law
- Election, Campaign & Political Law
- Elimination of Bias--Special ethics
- Employee Benefits & Compensation
- Employment & Labor Law
- Energy
- Entertainment/Arts
- Environmental Law
- Estate Planning
- Estate Planning & Probate
- Ethics & Professionalism
- Family Law
- Fantasy Sports Gaming
- Fashion Law
- Federal Courts
- Financial Regulatory
- Financial Services
- FinTech
- Florida Eligible
- Forensic
- Fraud Schemes
- Gaming
- Government Claims & Military Law
- Government Contracting
- Green Technology
- Health Care Law
- Hospitality Law
- Immigration and Naturalization Law
- In-House Counsel
- Information Technology
- Insider Trading
- Insurance Law
- Intellectual Property Law
- International Law
- International Law & Global Trade
- Jury Selection Skills
- Labor & Workforce Management Law
- Labor Law
- Law Practice Management
- Legal Management
- Legal Writing
- Litigation & Litigation Skills
- Litigation and Appeals
- Media & Communication Law
- Mediation
- Medical Malpractice
- Mergers & Acquisitions
- Negligence, Malpractice & Personal Injury
- Negotiation Skills
- New York Accredited
- New York Privacy Law
- North Carolina
- Not Available for CLE Credit
- Oil & Gas Law
- Other States - Consult Your State Bar
- Patent Law
- Personal Injury
- Pharmaceutical Law
- Privacy and Data Security
- Privacy Law
- Professional Development
- Real Estate
- Regulatory and Administrative Law
- Religious Diversity
- Securities & Investing
- Securities and Antitrust Litigation
- Skills
- Social Media Law
- Speciality Credit
- Sports Law
- State Specific - CA
- State Specific - CA (Qualifies for Substance Abuse)
- State Specific - DE
- State Specific - NY
- State Specific Programs
- State Specific: CA (qualifies for Elimination of Bias)
- State, Local and Municipal Law
- Substance Abuse
- Substance Abuse & Bias
- Tanenbaum on Technology Law
- Taxation Law
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- Telemedicine
- Terrorism
- Texas Participatory CLE Programs
- Tourism and Gaming
- Trademark Law
- Trial Skills
- W Records
- White Collar
- Workplace training
- Wrongful Death